-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TawkdsVS/bcbUSmqsvhsflv5b7C48Aaw+xbtEsGRtiJWQ2QdXVbV/d9jr9ZckRAW QaER16VvOS9XcAu0CKf+Zw== 0000021759-98-000008.txt : 19980218 0000021759-98-000008.hdr.sgml : 19980218 ACCESSION NUMBER: 0000021759-98-000008 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLLINS INDUSTRIES INC CENTRAL INDEX KEY: 0000021759 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 430985160 STATE OF INCORPORATION: MO FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-38251 FILM NUMBER: 98540343 BUSINESS ADDRESS: STREET 1: 421 E 30TH AVE CITY: HUTCHINSON STATE: KS ZIP: 67502 BUSINESS PHONE: 3166635551 MAIL ADDRESS: STREET 1: 15 COMPOUND DRIVE STREET 2: PO BOX 648 CITY: HUTCHINSON STATE: KS ZIP: 67502 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COLLINS INDUSTRIES INC CENTRAL INDEX KEY: 0000021759 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 430985160 STATE OF INCORPORATION: MO FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 421 E 30TH AVE CITY: HUTCHINSON STATE: KS ZIP: 67502 BUSINESS PHONE: 3166635551 MAIL ADDRESS: STREET 1: 15 COMPOUND DRIVE STREET 2: PO BOX 648 CITY: HUTCHINSON STATE: KS ZIP: 67502 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Collins Industries, Inc. (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 194858106 --------------------- (CUSIP Number) Larry W. Sayre Vice President -- Finance Collins Industries, Inc. 15 Compound Drive Hutchinson, Kansas 67502 (316) 663-5551 ---------------------------------------------- (Name, Address and Telephone Number of Person Authorized to receive Notices and Communications) October 4, 1997 --------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b) (9) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1 (a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 194858106 1) Name and Social Security Number of Reporting Person Donald Lynn Collins 2) Check the Appropriate Box if (a) [ ] a Member of a Group (b) [ ] 3) SEC Use Only 4) Source of Funds Not applicable 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2 (d) or 2 (e) [X] 6) Citizenship of Place of Organization United States of America 7) Sole Voting Power Number of 473,175 Shares Beneficially 8) Shared Voting Power Owned by 64,922 the Reporting 9) Sole Dispositive Power Person with: 473,175 10) Shared Dispositive Power 64,922 11) Aggregate Amount Beneficially Owned by the Reporting Person 538,097 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13) Percent of Class Represented by Amount in Row (11) 7.1% 14) Type of Reporting Person IN Item 1. Security and Issuer. The title of the class of equity securities to which this Schedule relates is common stock, par value $.10 per share (the "Common Stock"), of Collins Industries, Inc., a Missouri corporation (the "Company"). The address of the principal executive offices of the Company is 15 Compound Drive, Hutchinson, Kansas 67502. Item 2. Identity and Background. (a) - (c The name and present principal occupation of the individual filing this Schedule is Donald Lynn Collins, President, Chief Operating Officer and Director of the Company. The principal business address of Mr. Collins is 15 Compound Drive, Hutchinson, Kansas 67502. (d) No change from previous Amendment. (e) No change from previous Amendment. (f) No change from previous Amendment. Item 3. Source and Amount of Funds or Other Consideration. All acquisitions of Common Stock since the previous Amendment were made either through the grant of options by the Company or from the personal funds of Mr. Collins. Item 4. Purpose of Transaction. No change from previous Amendment. Item 5. Interest in Securities of the Issuer. (a) The aggregate number of shares of Common Stock of the Company beneficially owned by Mr. Collins is 538,097, representing 7.1% of the total outstanding number of shares of the class of such securities. Of the 538,097 shares reported, 182,600 shares are deemed beneficially owned pursuant to currently exercisable options. (b) Number of shares to which Mr. Collins has: (i) Sole power to vote or to direct the vote: 473,175 (ii) Shared power to vote or to direct the vote: 64,922 (iii) Sole power to dispose or to direct the disposition of: 473,175 (iv) Shared power to dispose or to direct the dispositions of: 64,922 (c) On November 25, 1997, Mr. Collins acquired 50,000 options to purchase shares of Common Stock of the Company pursuant to the Company's Omnibus Incentive Plan. (d) No change from previous Amendment. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. No change from previous Amendment. Item 7. Material to Be Filed as Exhibits. None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: February 13, 1998 /S/ Donald Lynn Collins Name: Donald Lynn Collins Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----